FORM 3
| Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Rodensky Michael W |
2. Date of Event Requiring Statement (MM/DD/YYYY)
| 3. Issuer Name and Ticker or Trading Symbol SEMTECH CORP [SMTC] |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) VP / | ||
5. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned | |||
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 3432 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option (right to buy) | 8/16/2018 (1) | 8/16/2023 | SMTC | 6160 | $37.70 | D | |
Option (right to buy) | 8/22/2019 (2) | 8/22/2024 | SMTC | 6000 | $50.70 | D | |
Option (right to buy) | 8/17/2017 (3) | 8/17/2022 | SMTC | 4000 | $25.85 | D | |
Restricted Stock Unit | (3) | (5) | SMTC | 1000 | (4) | D | |
Restricted Stock Unit | (6) | (7) | SMTC | 750 | (4) | D | |
Restricted Stock Unit | (1) | (8) | SMTC | 2500 | (4) | D | |
Restricted Stock Unit | (2) | (2) | SMTC | 3000 | (4) | D | |
Restricted Stock Unit | (9) | (9) | SMTC | 4000 | (4) | D | |
Restricted Stock Unit | (10) | (11) | SMTC | 8889 | (4) | D |
Remarks: The Board of Directors determined that Mr. Rodensky is subject to Section 16 as of March 4, 2020. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Rodensky Michael W 200 FLYNN RD. CAMARILLO, CA 93012 | VP |
Signatures | ||
/s/Michael W. Rodensky by Charles B. Ammann under Power of Attorney dated March 10, 2020 (Copy Attached) | 3/17/2020 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |